-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJNbKRNaV+F66dNY4vYglt3Zu4TZorp3CvDBRfQRP+asDS49aoZRwCEHS8Gphnhr Hpb7+8siIidXqIYxld3V7w== 0000067618-04-000004.txt : 20040130 0000067618-04-000004.hdr.sgml : 20040130 20040130141403 ACCESSION NUMBER: 0000067618-04-000004 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MONMOUTH CAPITAL CORP CENTRAL INDEX KEY: 0000067618 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 210740878 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-18868 FILM NUMBER: 04555363 BUSINESS ADDRESS: STREET 1: 3499 ROUTE 9 N, SUITE 3-C STREET 2: JUNIPER BUSINESS PLAZA CITY: FREEHOLD STATE: NJ ZIP: 07728 BUSINESS PHONE: 7325779993 MAIL ADDRESS: STREET 1: 3499 ROUTE 9 N, SUITE 3-C STREET 2: JUNIPER BUSINESS PLAZA CITY: FREEHOLD STATE: NJ ZIP: 07728 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANDY EUGENE W CENTRAL INDEX KEY: 0000905016 IRS NUMBER: 150244993 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 125 WYCKOFF ROAD STREET 2: P O BOX 335 CITY: EATONTOWN STATE: NJ ZIP: 07724 BUSINESS PHONE: 9085424555 MAIL ADDRESS: STREET 1: 125 WYCKOFF ROAD STREET 2: P O BOX 335 CITY: EATONTOWN STATE: NJ ZIP: 07724 SC 13D 1 mcc13d013004.txt FORM 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 23)* MONMOUTH CAPITAL CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 609524103 (CUSIP Number) Eugene W. Landy, Esq. Juniper Business Plaza, Suite 3-C 3499 Route 9 North Freehold, New Jersey 07728 732-577-9997 Name, address and telephone number of Person Authorized to Receive Notices and Communications) January 30, 2004 (Date of Event Which Requires Filing this Statement) ANNUAL REPORT -- NO MATERIAL CHANGE If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this statement, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following: [ ] *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not bee needed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 609524103 Page 2 of 6 1. Name of Reporting Person, S.S. or I.R.S. Identification No. of Reporting Person: Eugene W. Landy S.S. ####-##-#### 2. Check appropriate box if member of a group: a) [ X ] b) [ ] 3. SEC Use Only 4. Source of Funds: PF 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2(e): 6. Citizen or Place of Organization: Citizen of U.S.A. Number of Shares Beneficially Owned by Reporting Person 7. Sole Voting Power 106,430.3 8. Shared Voting Power 136,431.4 9. Sole Dispositive Power 106,430.3 10. Shared Dispositive Power 136.431.4 11. Aggregate Amount Beneficially Owned by Reporting Person: 242,861.7 12. Check if the Aggregate Amount in Row (11) excludes Certain Shares: [ X ] 13. Percent of Class Represented by Amount in Row (11): 7.84% 14. Type of Reporting Person: IN CUSIP No. 609524103 Page 3 of 6 ITEM 1. SECURITY AND ISSUER Common Stock issued by Monmouth Capital Corporation, Juniper Business Plaza, Suite 3-C, 3499 Route 9 North, Freehold, New Jersey 07728. ITEM 2. IDENTITY AND BACKGROUND (a) The person filing this statement is Eugene W. Landy. (b) Mr. Landy's business address is Juniper Business Plaza, Suite 3-C, 3499 Route 9 North, Freehold, New Jersey 07728. (c) Mr. Landy's present principal occupation is an attorney; President of Monmouth Capital Corporation; President of Monmouth Real Estate Investment Corporation (formerly Monmouth Real Estate Investment Trust); and Chairman of the Board of United Mobile Homes, Inc. (d) Mr. Landy has not been convicted in a criminal proceeding during the past five years. (e) Mr. Landy, has not, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state security laws or finding any violations with respect to such laws. (f) Mr. Landy is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Answers to this Item 3 for Mr. Landy are set forth above. ITEM 4. PURPOSE OF TRANSACTION Common Stock of Monmouth Capital Corporation was acquired for investment purposes. The acquisition involves no change of control of Monmouth Capital Corporation. Eugene W. Landy is President, Director and a major shareholder. Therefore, Item 4 is somewhat inapplicable. Mr. Landy has no plans for the following: CUSIP No. 609524103 Page 4 of 6 (a) The acquisition by any person or additional securities of the issuer, or the disposition of securities of the issuer; except that purchases of Monmouth Capital Corporation common stock may be made from time to time under the Company's Dividend Reinvestment and Stock Purchase Plan. (b) the extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries, except the Board of Directors of Monmouth Capital Corporation is considering the changes set forth in (f) of this Item 4 below; (c) a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the issuer; (f) any other material change in the issuer's business or corporate structure; (g) changes in the issuer's charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition or control of the issuer by any person; (h) causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association; (i) a class of equity securities of the issuer becoming eligible for termination or registration; or (j) any action similar to any of those enumerated above. CUSIP No. 609524103 Page 5 of 6 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of the close of business on January 30, 2004, the following table lists the aggregate number of shares and the percentage of the shares of common stock owned: Aggregate Number of Percentage of Name Shares Owned Shares Owned ____ ___________________ _____________ Eugene W. Landy 96,888.2* 3.13 Gloria Landy 9,542.1 0.30 Eugene W. and Gloria Landy Family 20,000 0.65 Foundation Landy & Landy Employees' Pension 32,835 1.06 Plan Landy & Landy Employees' Profit 69,051 2.23 Sharing Plan Landy Investments 14,545.5 0.47 Total: 242,861.7** 7.84 *Does not include 50,000 shares on which Mr. Landy has an option to purchase pursuant to the Company's Stock Option Plan, which option expires October 4, 2009. **Excludes shares held by Mr. Landy's adult children in which he disclaims any beneficial interest. (b) The information required by this sub- paragraph is contained in the responses to ITEMS 7-10 of the second part of the cover page hereto, which items are hereby incorporated by reference. (c) The following transactions were effected by Mr. Landy with respect to the Common Stock of Monmouth Capital Corporation during the past 60 days: CUSIP No. 609524103 Page 6 of 6 Price Amount of Character of Per Name Date Shares Transaction Share ____ ____ _________ ____________ _____ Acquisition pursuant to the Company's Dividend Reinvestment and Eugene W. Stock Purchase Landy 12/15/03 2,647.1 Plan $6.25 Acquisition pursuant to the Company's Dividend Reinvestment and Gloria Stock Purchase Landy 12/15/03 295.9 Plan $6.25 (d) This item is not applicable. (e) The reporting person has not ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER There are no contracts, arrangements, understandings or relationships (legal or otherwise) between the person named in ITEM 2 hereof or between such person and any person with respect to any securities of Monmouth Capital Corporation. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 30, 2004 /s/ Eugene W. Landy Eugene W. Landy, President and Director -----END PRIVACY-ENHANCED MESSAGE-----